Requesting information from clients and its evaluation under MIFID

Deadline for application

11 November 2024

Objectives

supervisory approach of the CNB concerning the regulatory requirements on requesting and evaluation of information from clients for suitability, appropriateness and target market compatibility assessment by MFID investment firms. The web-seminar should help better understand the supervisory expectations as well as the importance of the client assessment from the conduct risk point of view and its impact on consumers.

Registration deadline expired.